From asset management and banking to investment firms - the revamped rules are expected to have a significant impact on financial businesses.
Now, with only 40 days to go, if you haven’t downloaded our simple guide to MiFID II then you can do so here.
The new rules, which come into force on 3rd January 2018, impose a legal duty to record all calls and electronic communications (video call, live chat, email, etc.) that may result in a financial transaction.
If you’re looking for a cost-effective solution that’s easy to operate and will help tick that important compliance box, get in touch with us today on 01324 469146.